Martin Financial Services
222 West Pointe Drive Swansea , IL 62226
Phone: 618.233.3000 Fax: 618.233.3003
contact@martinfs.com

 

The Financial Consultants of Martin Financial Services, Inc. are Registered Representatives of and offer securities products & services through Royal Alliance Associates, Inc. Member FINRA/SIPC, a registered broker-dealer. In this regard, this communication is strictly intended for individuals residing in the states of  CA, CO, FL, IL, IN, MO, OH, OK, TX  and WI. No offers may be made or accepted from any resident outside the specific state referenced.

David G. Martin and Stephen C. Martin are also separately registered as investment advisor representatives under Martin Financial Services, Inc. a Registered Investment Advisor registered with the State of Illinois and not affiliated with Royal Alliance Associates, Inc. As such, advisory services are strictly intended for individuals residing in the states where we have notice filed: Illinois and Missouri. Advisory services also offered through Royal Alliance Associates, Inc., a Registered Investment Advisor.


 

IMPORTANT CONSUMER INFORMATION:

A broker-dealer, investment adviser, BD agent, of IA rep may only transact business in a state if first registered, or is excluded or exempt from state broker-dealer, investment adviser, BD agent or IA rep registration requirements, as appropriate. Follow-up, individualized responses to persons in a state by such a firm of individual that involve either effecting or attempting to effect transactions in securities, or the rendering of personalized investment advice for compensation, will not be made without first complying with appropriate registration requirement, or an applicable exemption of exclusion.

For information concerning the licensing status or disciplinary history of broker-dealer, investment adviser, BD agent, or IA rep, a consumer should contact his or her state securities law administrator.